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Recent articles for Compliance

Compliance Market Update banner
David Leithead 16.02.2015

Compliance Candidates within Asset Management Can Expect 10-15% Uplift in Salary in Q1

KYC RecruitmentThe month of January proved quiet within the KYC space. There were a few contract positions but stagnant in the permanent space. With projects currently being signed off, we expect this to change for both contract and permanent recruitment coming into February with a number of the larger institutions getting sign off in the

read more
Compliance Market Update banner
David Leithead 09.01.2015

2015 Brings Ample Expectation of New Roles within Compliance

AML RecruitmentAML remained busy over the festive season with vacancies from analyst to director level. At present sanctions experience is a key determining factor when firms highlight desirable skill sets. Not only this but candidates who have proven experience in interpreting regulations into policy have found themselves in demand. Many Tier 1

read more
Nightmare Before Christmas
Victoria Walmsley 20.11.2014

The Nightmare Before Christmas: Forex-rigging scandal outlines the need for compliance and surveillance officers

The consequences of the individuals who illegally manipulated the Forex rates between banks were colossal with £2.6 Billion in fines slapped on the culprits firms.Using code names such as “The 3 Musketeers”, “The A-team” and “1 team, 1 dream” (I imagine these were their pub quiz names also) they made vast sums of commission by colluding over chat

read more
Compliance Market Update banner
David Leithead 08.10.2014

Control room recruitment remains busy over Sept 2014

Compliance advisory recruitmentFor the entire year, compliance advisory officers have been much sought. September was no different, with a large number of permanent and contract openings. The majority of hiring activity was within global banking markets. However, there have been a number of brokerages and buy-side firms looking to enhance and

read more
Compliance Market Update banner
David Leithead 11.09.2014

Compliance generalist candidates with strong financial promotions experience remain desirable

Traditionally the month of August is generally a slow month in the world of recruitment; however this was not the case within compliance.

read more
Compliance Market Update banner
David Leithead 21.08.2014

Continued strong demand for compliance professionals with regulatory knowledge

London Compliance Recruitment OverviewKYC RecruitmentJuly saw a dramatic increase in KYC roles. The hiring appetite was very much at the senior end of the market with most clients looking for VP level candidates. Banking clients were very much in the hunt for high level individuals with experience of quality assurance, policy writing and

read more
Compliance Global Trend Report | H2 2014
David Leithead 19.08.2014

Compliance Global Trend Report | H2 2014

"Those who understand the FCA rule book and can communicate effectively will do well" - Morgan McKinley Compliance Global Trend Report, H2 2014.

read more
Compliance Recruitment Update
David Leithead 16.07.2014

Compliance Recruitment Update - June 2014

KYC RecruitmentKYC recruitment has remained relatively strong throughout the first half of the year, all be it dropping off slightly in May. June picked up the pace once again and we have now seen a big uplift in both contract and permanent roles coming onto the market.The majority of the recent KYC hires have been predominantly at the more senior

read more
Compliance Recruitment Update
David Leithead 25.06.2014

Compliance Recruitment Update - May 2014

Advisory RecruitmentThe compliance advisory market has been very busy in the month of May. This has been across both equities and fixed income. As in previous months the hiring has been at the SVP or director level with firms looking for experienced professionals who can hit the ground running and add value to the business with little

read more
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2019 UK salary guide

2019 UK Salary guide

 
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