Register now for our Sanctions Event for Governance Professionals

Caleb Hawkins 22.09.2015

Morgan Mckinley Compliance desk are teaming up with our Internal Audit team to host the next event in our Governance series. Back in March this year, we hosted a Regulatory Fund event aimed at the asset management firms in the City. This was a hugely successful evening from a client & networking perspective.

We are now conducting a sanctions event to the compliance and audit markets.

 

 

We are joined by professional trainers  Chris Hollands and Sandro Boeri from Risk Audit Professional Development running a session on Sanction Controls for us.

The session will examine:

  •     Definitions and the structure of regulation
  •     The key risks and the controls you would expect to find in a financial institution
  •     An approach to testing
  •     Recent high profile cases
  •     The 12 key questions you need to ask!

 

It will also include a discussion on the long term effects of sanctions on Iran and the current state of play.

About the speakers

Chris Hollands  joined Risk Audit in 2013. He is a Chartered Accountant who has spent the last forty years working in the financial services industry as an internal auditor, CFO and in operational risk, compliance and latterly senior management.

He specialises in working in a cross cultural environment and has a broad international background after spending six years in Korea, as well as running global teams in the Middle East, US and the Far East since 1988.  He is passionate about career development and is involved in a number of university mentoring programmes. 

Sandro Boeri  is one of the founders of Risk Audit with a career spanning thirty years in financial services corporate governance in the City of London and internationally.

His main area of specialism is in the field of internal audit, but he has also led the compliance functions of several banks as well as running an operations function. He is a prominent speaker on subjects ranging from corporate governance to motivation in the workplace and runs Risk Audit’s life coaching and mentoring business. As well as fully engaging in professional development, Sandro is a passionate Chelsea fan.

Look forward to seeing you on the day.

Caleb Hawkins's picture
Head of Compliance & Legal Temporary Recruitment
chawkins@morganmckinley.co.uk